FCA naming and shaming gets real
An as yet unnamed firm has become the latest entity to fail in seeking to judicially review a decision by the Financial Conduct Authority...
Notice in a nutshell: PRA fines reinsurer's London branch after post-Brexit governance failings
On 28 July 2025, the Prudential Regulation Authority (PRA) published a Final Notice in respect of the London branch of Barents...
Notice in a nutshell: Win for FCA in spoofing case
On 1 July 2025, the Upper Tribunal (UT) released its judgment in relation to spoofing activity carried out by three bond traders,...
FCA updates its Enforcement Guide
The Financial Conduct Authority (FCA) has published the updated version of its Enforcement Guide (now to be known under the new acronym
FCA drops ‘name and shame’ and D&I proposals: key takeaways for firms
After much speculation regarding the fate of various outstanding Financial Conduct Authority (FCA) initiatives in relation to...
As a free user, you can like posts.
To repost this post to your own Passle blog, you will need to upgrade your account.
For plans and pricing, please contact our sales team at sales@passle.net